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Ralph Oscar Himpel

Wells Fargo Clearing Services, LLC

Concord, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-04-29
TX RA APPROVED_RES 2014-08-05
NC RA APPROVED 2014-08-04
  • UT RA
    APPROVED
    Since 2022-04-29
  • TX RA
    APPROVED_RES
    Since 2014-08-05
  • NC RA
    APPROVED
    Since 2014-08-04

Branch Locations

Concord, NC • United States

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 07/2014 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-24
S65 Uniform Investment Adviser Law Examination 1997-12-13
S63 Uniform Securities Agent State Law Examination 1997-12-08
  • S66 Uniform Combined State Law Examination
    2006-03-24
  • S65 Uniform Investment Adviser Law Examination
    1997-12-13
  • S63 Uniform Securities Agent State Law Examination
    1997-12-08

View on SEC IAPD

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