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Thomas William Curry

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Cumberland, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-25
RI RA APPROVED 1998-03-11
  • TX RA
    APPROVED_RES
    Since 2007-07-25
  • RI RA
    APPROVED
    Since 1998-03-11

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Cumberland, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Bedford MA 09/1997 Present
Bank Of America,N.A. Providence RI 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-14
  • S66 Uniform Combined State Law Examination
    1998-01-14
Other Names
  • Thomas W Curry

View on SEC IAPD

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