Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-05-19
MN RA APPROVED 2013-11-04
CA RA APPROVED 2011-01-03
  • AZ RA
    APPROVED
    Since 2021-05-19
  • MN RA
    APPROVED
    Since 2013-11-04
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

Scottsdale, AZ • United States

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
Previous Registrations
  • 2004-07-02 → 2011-01-03
    Wells Fargo Investments, Llc
    Wayzata, MN
    Wayzata, MN
Other Businesses

CO-TRUSTEE FOR SPOUSE'S TRUST; INV. RELATED; WAYZATA, MN; START DATE 10/2008; 0 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-21
S65 Uniform Investment Adviser Law Examination 1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
Other Names
  • Linda Mack

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor