Catherine C Mendoza

Current Employers

Employment History

• 05/2013 → Present
  Cm Financial Strategies
  Fremont, CA
• 05/2019 → Present
  Virtue Capital Management, Llc
  Brentwood, TN
• 04/2016 → 05/2019
  Horter Investment Management, Llc
  Dublin, CA

Previous Registrations

• 2016-04-15 → 2019-05-03
  Horter Investment Management, Llc
  Fremont, CA
  Cincinnati, OH
  Dublin, CA

Other Businesses

(1) CM FINANCIAL STRATEGIES, Title: INSURANCE PROFESSIONAL , Description: LIFE, HEALTH & DISABILITY INSURANCE AGENT, Start Date: 05-15-2013, Address: 11501 DUBLIN BLVD. SUITE 200 DUBLIN CA 94568, Investment-related? YES, Hours per month: 160, During trading hours: 0 (2) CMF FINANCIAL ACCOUNTING & BOOKKEEPING, Title: OWNER/CEO , Description: SUPERVISE AND SOLICIT CLIENTS FOR ACCOUNTING AND BOOKKEEPING SERVICES , Start Date: 2/22/2022, Address: 1630 CHARM WAY SACRAMENTO CA 95835, Investment-related? NO, Hours per month: 20, During trading hours: 0 (3) CM FINANCIAL CAPITAL SOLUTIONS, Title: DIRECTOR, Description: PROVIDING A SERVICE TO MATCH AND REFER SMALL BUSINESS OWNERS NEEDING FUNDS AND CAPITAL WITH BUSINESS CAPITAL LENDERS AND BROKERS, Start Date: 12/18/2023, Address: 11501 DUBLIN BLVD. STE 200 DUBLIN CA 94568, Investment-related? NO, Hours per month: 40, During trading hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-31
• S63 Uniform Securities Agent State Law Examination
  1998-04-30

Other Names

• Catherine Mendoza
• Cathy Mendoza
• Catherine Umpad
• Catherine C Mendozaumpad