Oscar Orrego

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-04
FL	RA	APPROVED	2011-09-16
TX	RA	APPROVED	2011-09-15

CA RA
APPROVED

Since 2024-04-04
FL RA
APPROVED

Since 2011-09-16
TX RA
APPROVED

Since 2011-09-15

Branch Locations

Scottsdale, AZ • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	08/2011	Present
Bank Of America, N.A.	Jacksonville	FL	10/2011	Present

08/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
10/2011 → Present

Bank Of America, N.A.

Jacksonville, FL

Other Businesses

I*4072275 Entity Type: Rental property Name of OBA: Rental Property 1 Address: St Augustine, Florida, 32092 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner with other family members/Rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-08
S63	Uniform Securities Agent State Law Examination	1997-11-25

S66 Uniform Combined State Law Examination

2009-10-08
S63 Uniform Securities Agent State Law Examination

1997-11-25

Other Names

Oscar E Orrego

View on SEC IAPD