Charles Austin Stephens

Current Employers

Employment History

• 10/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 12/2009 → Present
  Bank Of America, N.A.
  Atlanta, GA

Other Businesses

I*113161FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VENTURA AIR, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:ATLANTA, GEORGIA 30327NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/1/2001NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE LLC OWNS AN AIRPLANEI*27207For profit or not for profit: For-Profit OrganizationName of outside business organization: RAWCAS, LLCInvestment related: NAddress of business:Atlanta, Georgia 30326Nature of business: LLC,Ownership of AirplanePosition, title, association: Limited Partner, Start date of relationship: 3/1/2006Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: member no specific dutyI*27211FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SHELBY LAKES FARMINVESTMENT RELATED: NADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32224NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 01/01/0001NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CO-OWNER MEMBER I*73290 FOR-PROFIT ORGANIZATIONGOLFFOXTROTYANKEE LLCNJACKSONVILLE, FLORIDA 32224LLC,OWNER, 7/7/20141 HOUR(S) ANNUALLY0SINGLE MEMBER LLC TO OWN AN AIRPLANEI*72341NON-PROFIT ORGANIZATIONTHE WESTMINSTER SCHOOLSNATLANTA, GEORGIA 30327CHARITABLE ORGANIZATION,TRUSTEE, 6/30/20148 HOUR(S) QUARTERLY0LOCAL PRIVATE SCHOOL. BOARD OF TRUSTEES.I*103870FOR-PROFIT ORGANIZATIONSTEPHENS'S WAREHOUSENJACKSONVILLE, GEORGIA 30269CORPORATION,OFFICER, 3/1/20171 HOUR(S) ANNUALLY0VP OF FAMILY OWNED BUSINESS; WAREHOUSE FOR LEASEI*105557Non-Profit OrganizationPATH FoundationNAtlanta, Georgia 30309Charitable Organization,Advisory Board Member, 5/15/20178 hour(s) Annually6Board MemberI*103869FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MIAMI 1ST & 8TH LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32224NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/15/2017NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LLC HOLDING CO WITH LAND WITH DIRT FOR SALEI*128642For profit or not for profit: For-Profit OrganizationName of outside business organization: Albula Vulpes BahamasInvestment related: NAddress of business:Atlanta, Georgia 30328Nature of business: S-Corp,Position, title, association: Owner, Start date of relationship: 12/18/2019Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: S Corp that owns a house at Normans Cay in the BahamasI*2891277Entity Type: CharitableName of OBA: PATH FOUNDATIONAddress:Atlanta GeorgiaInvestment Related:NoPosition, Title, Association:OtherStart Date:09/22/2025No Hours: 4 MonthlyNo Hours during trading:0 MonthlyDuties:PATH FDN builds off-road trails in and around the Atlanta metro area for walkers, runners, skaters and cyclistsChairman - review agenda's for meetings, support Executive Director, attend fund raising events but I do not solicit any funds from our clients nor will I from any future clientsI*4469270, Entity Type: , Name of OBA: S D S, Address: Atlanta, Georgia, 30350, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/27/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*4636276 Name: Clove Valley Address: LaGrangeville, NY Investment: No Association: Board Member Start Date: 6/1/26 Hours: 4, Yearly Hours during trading: 0, Yearly Duties: Hunting Board Member

Exams

• S66 Uniform Combined State Law Examination
  1998-05-30

Other Names

• Charles A Stephens