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565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-26 |
| NY | RA | APPROVED | 2021-02-14 |
| LA | RA | APPROVED | 2021-01-08 |
| IL | RA | APPROVED | 2021-01-07 |
| CA | RA | APPROVED | 2021-01-06 |
| SC | RA | APPROVED | 2021-01-06 |
| MD | RA | APPROVED | 2016-01-11 |
| DC | RA | APPROVED | 2015-11-13 |
| AZ | RA | APPROVED | 2015-11-12 |
| PA | RA | APPROVED | 2015-11-12 |
| GA | RA | APPROVED | 2015-11-09 |
| MN | RA | APPROVED | 2015-10-29 |
| NC | RA | APPROVED | 2015-10-27 |
| OH | RA | APPROVED | 2015-10-27 |
| VA | RA | APPROVED | 2015-10-27 |
| TX | RA | APPROVED | 2013-07-11 |
Branch Locations
565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Alpharetta | GA | 12/2009 | 07/2017 |
| Alliant Retirement Services, Llc | Alpharetta | GA | 10/2005 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2017 | Present |
1. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 05/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-10 |
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