Kumi Toyokawa Ichikawa

Current Employers

Golden Eagle Capital Advisors, Inc.

Aurora Tower Office 1307, Dubai 53867 • United Arab Emirates

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2020-02-06

DC RA
APPROVED

Since 2020-02-06

Branch Locations

New York, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Flushing	NY	12/2012	Present
The Prudential Insurance Company Of America	Flushing	NY	12/2012	Present
Golden Eagle Capital Advisors	New York	NY	11/2019	Present

12/2012 → Present

Pruco Securities, Llc.

Flushing, NY
12/2012 → Present

The Prudential Insurance Company Of America

Flushing, NY
11/2019 → Present

Golden Eagle Capital Advisors

New York, NY

Other Businesses

KURE GRINDING WHEEL AMERICA, CHICAGO, ILLINOIS - HEALTH INSURANCE AGENT, WITH 0.5 HOURS/MONTH DEDICATED TO REVIEW THE COMPANY'S NEDICAL AND DENTAL INSURANCE FOR ITS EMPLOYEES ANNUALLY. NO COMPENSATION FROM THE COMPANY, THE COMMISSIONS ARE DIRECLTY PAID BY UNITED HEALTHCARE. STARTED ON 01/01/2016 - IT IS NOT A JOB SECURITIES RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-12-30
S65	Uniform Investment Adviser Law Examination	2019-12-23

S63 Uniform Securities Agent State Law Examination

2019-12-30
S65 Uniform Investment Adviser Law Examination

2019-12-23

Other Names

Kumi Ichikawa
Kumi Toyokawa
Kumi Toyokawa

View on SEC IAPD