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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-21 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Henrico | VA | 05/2017 | 11/2018 |
| Edelman Financial Services, Llc | Fairfax | VA | 05/2017 | 11/2018 |
| Unemployed | Franklin | WI | 08/2016 | 05/2017 |
| Pruco Securities Llc | Wauwatosa | WI | 04/2019 | 09/2019 |
| The Prudential Insurance Company Of America | Wauwatosa | WI | 04/2019 | 09/2019 |
| Unemployed | Franklin | WI | 11/2018 | 04/2019 |
| Morgan Stanley | Waukesha | WI | 09/2019 | 04/2026 |
| Rbc Capital Markets, Llc | Milwaukee | WI | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-24 |
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