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Tasha Gartner Allard

LPl Enterprise, LLC

Bismarck, ND

St Louis Park, MN

Bismarck, ND

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2024-11-14
  • ND RA
    APPROVED
    Since 2024-11-14

Branch Locations

Bismarck, ND • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

521 East Main Avenue Suite # 125, Bismarck, ND 58501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services, Inc Dickinson ND 04/2014 12/2016
American Portfolios Financial Services, Inc. Holbrook NY 12/2016 08/2024
Pruco Securities, Llc. Bismarck ND 09/2024 11/2024
The Prudential Insurance Company Of America Bismarck ND 09/2024 Present
Lpl Enterprise, Llc Bismarck ND 11/2024 Present
  • 04/2014 → 12/2016
    Bancwest Investment Services, Inc
    Dickinson, ND
  • 12/2016 → 08/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 09/2024 → 11/2024
    Pruco Securities, Llc.
    Bismarck, ND
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Bismarck, ND
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Bismarck, ND
Previous Registrations
  • 2024-09-09 → 2024-11-14
    Pruco Securities, Llc.
    Bismarck, ND
    St. Louis Park, MN
  • 2017-01-07 → 2024-09-05
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2014-04-07 → 2016-12-09
    Bancwest Investment Services, Inc.
    Dickinson, ND
    Beach, ND
    Lemmon, SD
  • 2008-04-14 → 2014-04-01
    Investment Centers Of America, Inc.
    New England, ND
    Killdeer, ND
    Dickinson, ND
    Dickinson, ND
    Appleton, WI
Other Businesses

1) 12/12/2024- Notary- Notary Service- INV Related- Bismark, ND- Start Date 11/27/2024- 1hrs/mth- 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-09
S63 Uniform Securities Agent State Law Examination 1999-08-30
  • S66 Uniform Combined State Law Examination
    2008-04-09
  • S63 Uniform Securities Agent State Law Examination
    1999-08-30
Other Names
  • Tasha Gartner
  • Tasha Joy Beck
  • Tasha Joy Gartner
  • Tasha Gartner Allard
  • Tasha Joy Allard

View on SEC IAPD

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