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Scott C. Dale

Ubs Financial Services Inc.

Bellevue, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-23
TX RA APPROVED_RES 2020-10-09
  • WA RA
    APPROVED
    Since 2020-10-23
  • TX RA
    APPROVED_RES
    Since 2020-10-09

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Seattle WA 10/2013 10/2020
Ubs Financial Services Inc. Bellevue WA 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-11
S65 Uniform Investment Adviser Law Examination 1999-02-19
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S66 Uniform Combined State Law Examination
    2010-05-11
  • S65 Uniform Investment Adviser Law Examination
    1999-02-19
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Other Names
  • Scott Cameron Dale
  • Scott Cameron Dale
  • Scott C Dale

View on SEC IAPD

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BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
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LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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