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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Pasadena | CA | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Newport Beach | CA | 07/2016 | Present |
| Mml Investors Services, Llc | Newport Beach | CA | 03/2017 | Present |
Independent Insurance Agent - From Residential Address - 2 Sec Hours 0 Non Sec Hours - Selling Life/Accident/Health - Since 01/2005 (2) real estate agent license, not actively participating in the real estate business - Residential and Commercial (3) Name: Lee Gilman LLC Inv Rel: Y ADD: Residential Nature: exclusively manages family- owned 9-unit residential properties located in El Monte CA Position: LLC Member/ Manager Start Date: 1/1/2024 No. HR/MO: 2 No. HR/MO During Sec Trading: 0 Duties: (1) Deposit the tenants rent in the LLC bank account very month (2) Report the bank transactions to the CPA for the LLC tax return once a year
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-20 |
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