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Christopher Wesley Zink

Ubs Financial Services Inc.

New Orleans, LA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-09
TX RA APPROVED_RES 2010-05-11
  • LA RA
    APPROVED
    Since 2015-12-09
  • TX RA
    APPROVED_RES
    Since 2010-05-11

Branch Locations

909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Orleans LA 04/2009 Present
Previous Registrations
  • 2005-07-06 → 2005-12-06
    Chase Investment Services Corp.
    Kenner, LA
  • 2000-03-09 → 2005-07-06
    Banc One Securities Corporation
    Kenner, LA
Other Businesses

1)Bayou Gauche Volunteer Fire Department,LAUnited States,Volunteer Fire Dept,Public services,undergraduate/Graduate University.Member of Board of directors,Serve on the Board of Directors for the Bayou Gauche Volunteer Department (BGVFD) to provide strategic business direction, review large capital purchases defined as purchases over $30k, Capital Spend Plan, Budget vs spend, Business goals, Adherence to Bylaws, Adherence to Financial Spend Guidelines, policies and procedures. Start date -1/2/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-24
  • S66 Uniform Combined State Law Examination
    2000-02-24

View on SEC IAPD

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