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Christopher Nelson Brown

Oake Financial LLC

Charlotte, NC

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Current Employers
Oake Financial Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-11-05
  • NC RA
    APPROVED
    Since 2021-11-05

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laurel Wealth Advisors, Llc Charlotte NC 06/2016 09/2021
Envision Charlotte Charlotte NC 06/2016 12/2016
Oake Financial Llc Charlotte NC 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-03
  • S63 Uniform Securities Agent State Law Examination
    1997-12-03
Designations

View on SEC IAPD

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