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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-21 |
| CT | RA | APPROVED | 2019-02-27 |
| MN | RA | APPROVED | 2019-02-25 |
Branch Locations
8500 Normandale Lake Blvd 540, Bloomington, MN 55437 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 12/2008 | 02/2019 |
| Herbert J. Sims & Co, Inc | Bloomington | MN | 02/2019 | Present |
| Herbert J Sims Capt Mgt | Bloomington | MN | 02/2019 | Present |
Michael Corbett is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Corbett began his association with HJSCM in Feb.2019 and devotes approximately 5% of his time to HJSCM and approximately 15% of his time to insurance; however, Mr. Corbett's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-18 |
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