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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | 02/2019 |
| Wells Fargo Advisors Financial Network, Llc | St. Louis | MO | 02/2019 | 02/2023 |
| U.S. Bancorp Investments, Inc. | Glendale | CA | 04/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Glendale | CA | 02/2026 | Present |
IDMR; Not investment-related; Los Angeles, CA; Religious organization; Vice President & Trustee, Officer, Member; 10/2024; 10-12 hours/month; 0 hours/trading; Serve on the officers board and make administrative decisions in the best interest of the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-28 |
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