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Joseph Michael Franciscone

LPl Financial LLC

Short Hills, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
NJ RA APPROVED 2021-09-29
  • TX RA
    APPROVED_RES
    Since 2025-11-05
  • NJ RA
    APPROVED
    Since 2021-09-29

Branch Locations

51 Jfk Pkwy, First Floor West, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Short Hills NJ 05/2009 11/2016
Securian Financial Services Inc St Paul MN 11/2016 09/2021
Minnesota Life Insurance Co St Paul MN 11/2016 09/2021
Allied Wealth Partners Parsippany NJ 11/2016 09/2021
Lpl Financial Llc Fairfield NJ 09/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Short Hills, NJ
  • 11/2016 → 09/2021
    Securian Financial Services Inc
    St Paul, MN
  • 11/2016 → 09/2021
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2016 → 09/2021
    Allied Wealth Partners
    Parsippany, NJ
  • 09/2021 → Present
    Fairfield, NJ
Previous Registrations
Other Businesses

1) 9/2021- MUSIC PERFORMANCE / INSTRUCTOR- Business Owner- non-inv. related- Fairfield, NJ - start date 11/1/2016 2) 02/18/2022- No Business Name - Investment Related - At Reported Business Location(s) - Other - YouTube Channel - Content Contributor -Start Date - 03/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading. 3) 01/13/2023 - Apollo Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 60 Hours Per Month/35 Hours During Securities Trading 4) 01/13/2023 - www.apollofinancialadvisors.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 60 Hours Per Month/40 Hours During Securities Trading 5) 07/17/2023 - Apollo Financial Advisors, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President/ Owner - Start Date 02/01/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
S65 Uniform Investment Adviser Law Examination 1998-01-10
S63 Uniform Securities Agent State Law Examination 1997-11-28
  • S66 Uniform Combined State Law Examination
    2002-11-01
  • S65 Uniform Investment Adviser Law Examination
    1998-01-10
  • S63 Uniform Securities Agent State Law Examination
    1997-11-28

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