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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-05 |
| NJ | RA | APPROVED | 2021-09-29 |
Branch Locations
51 Jfk Pkwy, First Floor West, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Short Hills | NJ | 05/2009 | 11/2016 |
| Securian Financial Services Inc | St Paul | MN | 11/2016 | 09/2021 |
| Minnesota Life Insurance Co | St Paul | MN | 11/2016 | 09/2021 |
| Allied Wealth Partners | Parsippany | NJ | 11/2016 | 09/2021 |
| Lpl Financial Llc | Fairfield | NJ | 09/2021 | Present |
1) 9/2021- MUSIC PERFORMANCE / INSTRUCTOR- Business Owner- non-inv. related- Fairfield, NJ - start date 11/1/2016 2) 02/18/2022- No Business Name - Investment Related - At Reported Business Location(s) - Other - YouTube Channel - Content Contributor -Start Date - 03/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading. 3) 01/13/2023 - Apollo Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 60 Hours Per Month/35 Hours During Securities Trading 4) 01/13/2023 - www.apollofinancialadvisors.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 60 Hours Per Month/40 Hours During Securities Trading 5) 07/17/2023 - Apollo Financial Advisors, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President/ Owner - Start Date 02/01/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-01 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-28 |
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