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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-18
  • FL RA
    APPROVED
    Since 2025-11-18

Branch Locations

3010 3Rd Street South Suite A, Jacksonville Beac, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Physicians Advantage Jacksonville FL 06/2002 Present
First Allied Securities, Inc. San Diego CA 11/2007 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2025
Cetera Advisors Llc Ponte Vedra Beach FL 09/2022 11/2025
Commonwealth Financial Network Waltham MA 11/2025 Present
Caduceus Consulting Jacksonville Beach FL 11/2025 Present
  • 06/2002 → Present
    Physicians Advantage
    Jacksonville, FL
  • 11/2007 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2025
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 11/2025
    Cetera Advisors Llc
    Ponte Vedra Beach, FL
  • 11/2025 → Present
    Waltham, MA
  • 11/2025 → Present
    Caduceus Consulting
    Jacksonville Beach, FL
Previous Registrations
  • 2020-10-26 → 2025-11-24
    Ponte Vedra Beach, FL
    Jacksonville Beach, FL
  • 2012-06-20 → 2020-11-12
    First Allied Advisory Services, Inc.
    Ponte Vedra Beach, FL
  • 2007-11-16 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Ponte Vedra Beach, FL
    Ponte Vedra Beach, FL
  • 2006-11-03 → 2007-10-17
    Jacksonville, FL
    St. Petersburg, FL
    Jacksonville, FL
  • 2002-12-13 → 2004-10-26
    Jacksonville, FL
  • 1997-10-21 → 2002-12-06
    Osaic Fa, Inc.
    Jacksonville, FL
Other Businesses

1. Fixed Legal Defense insurance sales; as of 06/27/2025; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of 06/27/2025; 20% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-Owner, Caduceus Consulting Enterprise, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 06/27/2025; 25% time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Florida Health Professionals Legal Expense Insurance, Inc.; providing legal defense insurance; as of 06/27/2025; 10% of time spent during business hours; Conducted at branch location; Investment related. 5. Co-owner, The NeuroGenesis Project, Inc.; entity involving medical practice; Located at 1191 Charlie Smith Sr. Hwy, Suite F, St. Marys, GA 31558; as of 06/27/2025; 0% of time spent during business hours; Not Conducted at branch; Not Investment related. 6. Co-owner, Doctor Media Group, LLC; entity involved in medical digital media; Located at 3010 3rd St South, Suite C, Jacksonville Beach, FL; as of 06/27/2025; 10% of time spent during business hours; Not Conducted at branch; Not Investment related. 7. Co-Owner, 3010 South 3rd Street LLC; an entity created for the purpose of buying and managing commercial real estate, as of 06/27/2025; 5% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-02-18
  • S63 Uniform Securities Agent State Law Examination
    2010-02-18

View on SEC IAPD

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