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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-16 |
Branch Locations
330 Madison Avenue 35Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/1999 | 11/2017 |
| Ubs Ag | New York | NY | 11/2017 | 05/2020 |
| Invesco | New York | NY | 05/2020 | 12/2024 |
| Allspring Funds Distributor, Llc | New York | NY | 01/2025 | Present |
| Allspring Funds Management, Llc | New York | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-12 |
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