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Charles Franklin Clements

Cetera Investment Advisers LLC

Atlanta, GA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • GA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

4243 Dunwoody Club Dr. Ste 101, Atlanta, GA 30350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles F. Clements, Pc Atlanta GA 01/1993 Present
Avantax Investment Services, Inc. Atlanta GA 10/1997 09/2025
Avantax Advisory Services Atlanta GA 04/1998 09/2025
Avantax Insurance Agency, Llc Atlanta GA 02/1998 09/2025
Cetera Wealth Services, Llc Atlanta GA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1993 → Present
    Charles F. Clements, Pc
    Atlanta, GA
  • 10/1997 → 09/2025
    Avantax Investment Services, Inc.
    Atlanta, GA
  • 04/1998 → 09/2025
    Avantax Advisory Services
    Atlanta, GA
  • 02/1998 → 09/2025
    Avantax Insurance Agency, Llc
    Atlanta, GA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Atlanta, GA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-04-09 → 2025-09-05
    Avantax Advisory Services
    Atlanta, GA
Other Businesses

1) Clements & Associates, PC~'NIR'~4243 Dunwoody Club Drive, Suite 101~Atlanta~GA~30350~Tax Preparation/Accounting~Owner/Sole Proprietor~5/12/2005~40hrs~160hrs~Tax prep. Clements Financial Services~'NIR'~4243 Dunwoody Club Dr., Ste 101~Atlanta~GA~30350~Other~Other~4/16/2015~160hrs~6hrs~Operational and/or Marketing Name for HD Vest Services. Charles F. Clements, PC~'NIR'~4243 Dunwoody Club Drive, Suite 101~Atlanta~GA~30350~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1991~40hrs~160hrs~Owner. 2) STANLEY BROTHERS FARMS, LLC POSITION: Owner NATURE: I recently inherited 433 acres that is a tree farm in Georgia. There is very little income or expenses projected since the trees were harvested in 2020. The property is currently still in a testamentary trust. When it is distributed, my ownership interest will be held in this LLC which will be taxed as a disregarded entity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022; ADDRESS: 4243 Dunwoody Club Dr., Ste 101, Atlanta GA 30350, United States DESCRIPTION: I will be responsible for replanting the trees which were harvested prior to my Mother's death. Also, I will be paying all taxes, insurance, and other expenses of maintaining the property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-07
  • S63 Uniform Securities Agent State Law Examination
    1997-11-07
Designations
Other Names
  • Charles Franklin Clements

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