Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-13
CA RA APPROVED 2015-12-14
  • TX RA
    APPROVED_RES
    Since 2018-03-13
  • CA RA
    APPROVED
    Since 2015-12-14

Branch Locations

8737 Washington Blvd, Pico Rivera, CA 90660 • United States

4411 E Pacific Coast Hwy, Long Beach, CA 90804 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

6402 E Spring St, Long Beach, CA 90815 • United States

4540 Atlantic Ave, Long Beach, CA 90807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Segundo CA 12/2015 11/2016
Wells Fargo Clearing Services, Llc El Segundo CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-12-21
    Downey, CA
    Downey, CA
    Paramount, CA
    Bellflower, CA
    Paramount, CA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Whittier, CA
    Bellflower, CA
    Paramount, CA
    Downey, CA
    Bell Gardens, CA
    Downey, CA
  • 2009-02-13 → 2009-05-02
    Wamu Investments, Inc.
    Whittier, CA
  • 2007-05-31 → 2009-03-05
    Los Angeles, CA
    Los Angeles, CA
    Huntington Park, CA
    Montebello, CA
Other Businesses

ALBERTO SUAREZ EP SERVICES; INV RELATED; CHINO, CA; 100% OWNERSHIP; START 06/08/2024; 24 HOURS PER MONTH; 0 HOURS DURING TRADING; PERSONAL SECURITY SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-22
S63 Uniform Securities Agent State Law Examination 1999-11-26
  • S65 Uniform Investment Adviser Law Examination
    2007-05-22
  • S63 Uniform Securities Agent State Law Examination
    1999-11-26
Other Names
  • Albert Suarez

View on SEC IAPD

More in Pico Rivera, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor