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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-09-13 |
| CA | RA | APPROVED | 2016-12-09 |
| TX | RA | APPROVED | 2016-12-09 |
Branch Locations
1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 08/1997 | 12/2016 |
| Bank Of America,Na | Pleasanton | CA | 09/2009 | 12/2016 |
| Rbc Capital Markets, Llc | Walnut Creek | CA | 12/2016 | Present |
| City National Bank | Walnut Creek | CA | 01/2017 | Present |
1) Name: Online Pokemon card selling Address: P.O Box 12065 Pleasanton, CA 94588 Business Description: Online Pokemon card selling Business is not investment related Projected Start Date: 08/01/20 Capacity: Sole Proprietor Duties Performed: What to buy, what to sell, pricing, content creation Devoted to this OBA per Month: 10 Hours Devoted to this OBA during business hours: 0 2) Name: Persin Rental Properties Address: PO Box 777356 Henderson, NV 89077 Business Description: Private Company Business is not investment related Projected Start Date: 01/29/2013 Capacity: Owner Duties Performed: Expenses for rental real estate Devoted to this OBA per Month: 1-4 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-11-24 |
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