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Norman Charles Scherer

Osaic Wealth, Inc.

Ocean View, DE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-02-26
DE RA APPROVED 2024-01-19
DC RA APPROVED 2024-01-19
MD RA APPROVED 2024-01-19
SC RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
VA RA APPROVED 2024-01-19
  • MO RA
    APPROVED
    Since 2026-02-26
  • DE RA
    APPROVED
    Since 2024-01-19
  • DC RA
    APPROVED
    Since 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19
  • SC RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19
  • VA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Ocean View, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortis Investors, Inc. Annandale VA 10/1997 Present
Osaic Wealth, Inc. Ocean View DE 01/2024 Present
  • 10/1997 → Present
    Fortis Investors, Inc.
    Annandale, VA
  • 01/2024 → Present
    Ocean View, DE
Previous Registrations
  • 2006-03-21 → 2024-01-19
    Woodbury Financial Services, Inc.
    Vienna, VA
    Ocean View, DE
Other Businesses

1.NAIFA - GREATER WASHINGTON POSITION: Vice President NATURE: National Industry Association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2017 ADDRESS: 600 State St, Suite A, Cedar Falls IA 50613, United States DESCRIPTION: involved indetermining the policies, strategic plan, and activities of this Association 2. SCHERER FINANCIAL ADVISORS POSITION: Registered Representative NATURE: SCHERER FINANCIAL ADVISORS; INV REL; 37550 Bella Via Way, Ocean View, DE 19970; SALE AND SERVICE OF FIXED PRODUCTS, TERM, SPIA, LONG TERM CARE, FIXED ANNUITIES; AGENT; 1/1/2005; 5HR/MO; 5HR/MO; SALES AND SERVICE. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 37550 Bella Via Way, Ocean View DE 19970, United States DESCRIPTION: work with client to fill a need in their financial plan whether it be life insurance,long-term care insurance or fixed annuities or SIPA's 3. VFW #7434 POSITION: volunteer NATURE: Veterans of Foreign War (VFW), non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 29265 Marshy Hope Way,, Ocean View DE 19970, United States DESCRIPTION: help out in the kitchen 1 day per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-03
S63 Uniform Securities Agent State Law Examination 1997-11-17
  • S65 Uniform Investment Adviser Law Examination
    2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    1997-11-17
Other Names
  • Norman Scherer

View on SEC IAPD

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