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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-02-26 |
| DE | RA | APPROVED | 2024-01-19 |
| DC | RA | APPROVED | 2024-01-19 |
| MD | RA | APPROVED | 2024-01-19 |
| SC | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
| VA | RA | APPROVED | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis Investors, Inc. | Annandale | VA | 10/1997 | Present |
| Osaic Wealth, Inc. | Ocean View | DE | 01/2024 | Present |
1.NAIFA - GREATER WASHINGTON POSITION: Vice President NATURE: National Industry Association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2017 ADDRESS: 600 State St, Suite A, Cedar Falls IA 50613, United States DESCRIPTION: involved indetermining the policies, strategic plan, and activities of this Association 2. SCHERER FINANCIAL ADVISORS POSITION: Registered Representative NATURE: SCHERER FINANCIAL ADVISORS; INV REL; 37550 Bella Via Way, Ocean View, DE 19970; SALE AND SERVICE OF FIXED PRODUCTS, TERM, SPIA, LONG TERM CARE, FIXED ANNUITIES; AGENT; 1/1/2005; 5HR/MO; 5HR/MO; SALES AND SERVICE. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 37550 Bella Via Way, Ocean View DE 19970, United States DESCRIPTION: work with client to fill a need in their financial plan whether it be life insurance,long-term care insurance or fixed annuities or SIPA's 3. VFW #7434 POSITION: volunteer NATURE: Veterans of Foreign War (VFW), non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 29265 Marshy Hope Way,, Ocean View DE 19970, United States DESCRIPTION: help out in the kitchen 1 day per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-17 |
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