Stacey Lynn Smith

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-07-21
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2020-04-23
CT	RA	APPROVED	2018-05-01

NJ RA
APPROVED

Since 2021-07-21
NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2020-04-23
CT RA
APPROVED

Since 2018-05-01

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-01
S63	Uniform Securities Agent State Law Examination	2002-02-08

S66 Uniform Combined State Law Examination

2018-05-01
S63 Uniform Securities Agent State Law Examination

2002-02-08

Other Names

Stacey Lynn Smith

View on SEC IAPD

More in Paramus, NJ

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