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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-17 |
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Phoenix | AZ | 10/2008 | 10/2024 |
| City National Bank | Phoenix | AZ | 12/2020 | 10/2024 |
| Raymond James & Associates | Scottsdale | AZ | 10/2024 | Present |
(1)Name of Business: Harlupiter, LLC Address: 8518 E Wood Dr, Scottsdale, AZ, 85260, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/03/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I created Harlupiter, LLC to hold/own our previous primary residence which we will now begin renting. We are using a property management company (E&G Real Estate Services) to manage the property and day-to-day activities. https://outsidebusinessactivity.rjf.com/outside-business-activities?tab=REGISTRATIONS#:~:text=(2)%20Name,they%20are%20taking.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-29 |
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