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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-21 |
| CA | RA | APPROVED | 2025-03-06 |
| DC | RA | APPROVED | 2025-03-06 |
| FL | RA | APPROVED | 2025-03-06 |
| IN | RA | APPROVED | 2025-03-06 |
| NV | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| OH | RA | APPROVED | 2025-03-06 |
| WA | RA | APPROVED | 2025-03-06 |
Branch Locations
2550 Meridian Blvd Ste 200 Rm 242, Franklin, TN 37067 • United States
200 Sheffield St Ste 310, Mountainside, NJ 07092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 02/2009 | 11/2017 |
| The Investment Center Inc | Mountainside | NJ | 11/2017 | Present |
| Ic Advisory Services Inc | Mountainside | NJ | 11/2017 | Present |
| Lpl Financial Llc | Mountainside | NJ | 03/2025 | Present |
| Lpl Financial Llc | Mountainside | NJ | 03/2025 | Present |
1. FIXED INSURANCE SALES. AGENT. SALE OF LIFE INSURANCE, LONG-TERM CARE & DISABILITY. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. ESTABLISHED 04/2012. 2. CLEAR FOCUS, LLC. DBA FOR SECURITIES BUSINESS.DEVOTE >60%. ANNUAL INCOME > 60%. OWN 41 TO 60% STOCK. 3. CLEAR FOCUS LLC CONSULTING. OWNER/SHAREHOLDER. CONSULTING FOR BUSINESSES AND INDIVIDUALS IN A NON-SECURITIES NATURE. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. OWN 41 TO 60% STOCK. ESTABLISHED 2016. 4. HOLDING COMPANY FOR CLEAR FOCUS TO BE ABLE TO PAY ALL BUSINESS EXPENSES INCLUDING RENT, SALARIES, AND ALL OTHER OPERATING OVERHEAD EXPENSES.OWNER, SHAREHOLDER. DEVOTE 1 TO 20%, INCOME 1 TO 20%. OWN 21 TO 40% STOCK. ESTABLISHED 07/28/2020.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-25 |
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