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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-01-21 |
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Atlanta | GA | 06/2009 | 01/2020 |
| Rockefeller Financial Llc | Atlanta | GA | 01/2020 | 07/2026 |
| Rock & Co Llc | Atlanta | GA | 01/2020 | 07/2026 |
| Rockefeller Financial Llc | Buford | GA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-11 |
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