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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-08-08 |
| TX | RA | APPROVED | 2018-03-08 |
| GA | RA | APPROVED | 2017-12-04 |
Branch Locations
740 Battery Ave, Se Ste 8500, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2009 | 12/2017 |
| Bank Of America, N.A. | Atlanta | GA | 01/2010 | 12/2017 |
| Suntrust Investment Services, Inc | Atlanta | GA | 12/2017 | Present |
| Suntrust Advisory Services, Inc | Atlanta | GA | 12/2017 | Present |
I am a member of the Holton Family LLC which was started in 2009 after my father's death. LLC owns a house at 124 Falata Circle Little Rock, AR 72223. The home rent is paid to the LLC then invested in ETF's. LLC also owns private equity in Paqui Chips. I devote 1 hour per month to the LLC. HOLTON CAPITAL LLC POSITION: Partner NATURE: LLC set up to invest in Private Placement. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2018 ADDRESS: , Atlanta GA , United States DESCRIPTION: Was created to invest in Roaring Brands. HOLTON FAMILY LLC POSITION: NA NATURE: Real estate and ETF Investing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2011 ADDRESS: , Little Rock AR , United States DESCRIPTION: Financial Advisor for account.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-01 |
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