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Robert Dale Parrish

LPl Financial LLC

Puyallup, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-05-04
TX RA APPROVED 2021-04-29
  • WA RA
    APPROVED
    Since 2021-05-04
  • TX RA
    APPROVED
    Since 2021-04-29

Branch Locations

Puyallup, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 04/2021
Lpl Financial, Llc Puyallup WA 04/2021 Present
Previous Registrations
  • 2008-01-01 → 2021-05-03
    Wells Fargo Clearing Services, Llc
    Seattle, WA
    Seattle, WA
    Puyallup, WA
  • 2004-10-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Seattle, WA
    St. Louis, MO
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-06
S63 Uniform Securities Agent State Law Examination 1997-11-12
  • S66 Uniform Combined State Law Examination
    2004-10-06
  • S63 Uniform Securities Agent State Law Examination
    1997-11-12
Other Names
  • Bob Parrish

View on SEC IAPD

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