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Current Employers
Kailasa Capital Management Llc

2000 Smallman Street Suite 203A, Pittsburgh, PA 15222 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-03-29
TX RA APPROVED_RES 2020-01-03
PA RA APPROVED 2017-06-20
  • VA RA
    APPROVED
    Since 2023-03-29
  • TX RA
    APPROVED_RES
    Since 2020-01-03
  • PA RA
    APPROVED
    Since 2017-06-20

Branch Locations

2000 Smallman Street Suite 203A, Pittsburgh, PA 15222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockville MD 04/2002 05/2017
Bank Of America, Na Pittsburgh PA 12/2009 05/2017
Kailasa Capital Management Llc Pittsburgh PA 05/2017 Present
Previous Registrations
Other Businesses

RAV GROUP LLC; 1133 WIGHTMAN STREET, PITTSBURGH, PENNSYLVANIA 15217; YES INV RELATED; 40 HOURS ANNUALLY, 0 DURING TRADING HOURS; 5/10/2006; OWNER; TO INVEST EARLY STATE TECHNOLOGY AND LIFE SCIENCE START-UPS, AND PROVIDE BUSINESS PROCESS CONSULTING TO TECHNOLOGY COMPANIES; LLC SOLE OWNER I*74989 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 1133 WIGHTMAN STREET INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 1133 WIGHTMAN STREET, PITTSBURGH, PENNSYLVANIA 15217 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/15/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL OF MY SECONDARY HOME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-08
  • S66 Uniform Combined State Law Examination
    2002-07-08
Other Names
  • Yongjun Li
  • Frank Li
  • Yongiun Frank Li
  • Frank Li

View on SEC IAPD

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