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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-01 |
| MI | RA | APPROVED | 2016-05-03 |
Branch Locations
1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States
Brighton, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brighton | MI | 04/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Brighton | MI | 03/2020 | Present |
Business Ownership; ROLFES FINANCIAL SERVICES, INC.; Owner; USED TO MANAGE THE DAY TO DAY ACTIVITIES OF MY FINANCIAL PRACTICE; 10369 ABRAMS FRK, , BRIGHTON, MI, 48114; Not Investment-Related; 05/01/2006; 40 to 59 hours per month; 1 to 9 during trading hours. Outside Employment; MHSAA Basketball Official; Official -; Officiating basketball games; 1661 Ramblewood DrEast Lansing MI 48823, ,; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 0 during trading hours / A2 Business LLC; Financial Advisor; Manage advisory business; 1310 s main st , , ann arbor, MI, 48103; Investment-Related; 02/29/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-31 |
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