Katherine Suzanne Moran

Current Employers

Employment History

• 07/2004 → Present
  Kathy Moran Financial Planning & Investments Llc
  Harrisonburg, VA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Harrisonburg, VA
• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Harrisonburg, VA
• 05/2017 → Present
  Kathy Moran Wealth Group
  Harrisonburg, VA

Other Businesses

(1)Name of Business: Franklin Street, LLC Address: 4149 Quarles Ct, Harrisonburg, VA, 22801, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 04/05/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member (2)Name of Business: KathMar Properties, LLC Address: 4149 Quarles Ct, Harrisonburg, VA, 22801, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/28/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member (3)Name of Business: Kathy Moran Financial Planning and Investments, LLC Address: 4149 Quarles Ct, Harrisonburg, VA, 22801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/02/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner of support company (4)Name of Business: Kathy Moran Wealth Group Address: 4149 Quarles Ct, Harrisonburg, VA, 22801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business owner (5)Name of Business: MORAN 401K; MORAN, KATHY & MARCIE HARRIS Address: 4149 Quarles Ct, Harrisonburg, VA, 22801, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/30/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-trustee (6)Name of Business: Ott Street, LLC Address: 4149 Quarles Ct, Harrisonburg, VA, 22801, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-30
• S63 Uniform Securities Agent State Law Examination
  1997-11-18