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Mario Matthew Uyboco

Simplicity Wealth

La Verne, CA

Summit, NJ

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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-13
TX RA APPROVED 2025-02-13
  • CA RA
    APPROVED
    Since 2025-02-13
  • TX RA
    APPROVED
    Since 2025-02-13

Branch Locations

La Verne, CA • United States

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cal Poly University Pomona CA 03/2004 Present
Voya Financial Advisors La Verne CA 09/2014 10/2020
Lifepro Asset Management, Llc San Diego CA 11/2020 02/2025
Simplicity Wealth Summit NJ 02/2025 Present
  • 03/2004 → Present
    Cal Poly University
    Pomona, CA
  • 09/2014 → 10/2020
    Voya Financial Advisors
    La Verne, CA
  • 11/2020 → 02/2025
    Lifepro Asset Management, Llc
    San Diego, CA
  • 02/2025 → Present
    Summit, NJ
Previous Registrations
  • 2020-11-03 → 2025-02-14
    Lifepro Asset Management
    La Verne, CA
    San Diego, CA
  • 2010-01-28 → 2020-11-03
    Orange, CA
    San Diego, CA
    La Verne, CA
  • 2000-01-28 → 2004-12-31
    Sunamerica Securities, Inc.
    New Port Beach, CA
Other Businesses

(1) NAME OF ENTITY: Independent Insurance Agent; Yes; 4261 PEPPERDINE CT; LA VERNE; CA; 91750; Fixed Insurance Sales; Independent Insurance Agent; 9/16/2009; 160; 160; Sales of Fixed Insurance Products|NAME OF ENTITY:Chartwell Financial Solutions, Inc.; No; 4261 PEPPERDINE CT; LA VERNE; CA; 97150; Software Consulting; Software Consultant & System Analyst; 1/1/2003; 42; 42; Software consulting for PeopleSoft/Oracle, ERP products|NAME OF ENTITY:Calpoly University, Pomona; No; 3801 W TEMPLE AVE; POMONA; CA; 91768; Instructor; Adjunct Professor; 1/1/2003; 16; 16; teaching supply chain management & internet web application development; RFID and GIS| (2) LifePro Financial Services, Inc. (d.b.a. LifePro Insurance Marketing). investment-related. 11512 El Camino Real, Suite 100, San Diego, California 92130. Insurance. Insurance Agent. Start Date: 07/2006. Approximately XX hours per month, of which XX are typical during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-23
S63 Uniform Securities Agent State Law Examination 1997-12-15
  • S65 Uniform Investment Adviser Law Examination
    1998-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15
Other Names
  • Matthew Uyboco

View on SEC IAPD

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