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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-13 |
| TX | RA | APPROVED | 2025-02-13 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cal Poly University | Pomona | CA | 03/2004 | Present |
| Voya Financial Advisors | La Verne | CA | 09/2014 | 10/2020 |
| Lifepro Asset Management, Llc | San Diego | CA | 11/2020 | 02/2025 |
| Simplicity Wealth | Summit | NJ | 02/2025 | Present |
(1) NAME OF ENTITY: Independent Insurance Agent; Yes; 4261 PEPPERDINE CT; LA VERNE; CA; 91750; Fixed Insurance Sales; Independent Insurance Agent; 9/16/2009; 160; 160; Sales of Fixed Insurance Products|NAME OF ENTITY:Chartwell Financial Solutions, Inc.; No; 4261 PEPPERDINE CT; LA VERNE; CA; 97150; Software Consulting; Software Consultant & System Analyst; 1/1/2003; 42; 42; Software consulting for PeopleSoft/Oracle, ERP products|NAME OF ENTITY:Calpoly University, Pomona; No; 3801 W TEMPLE AVE; POMONA; CA; 91768; Instructor; Adjunct Professor; 1/1/2003; 16; 16; teaching supply chain management & internet web application development; RFID and GIS| (2) LifePro Financial Services, Inc. (d.b.a. LifePro Insurance Marketing). investment-related. 11512 El Camino Real, Suite 100, San Diego, California 92130. Insurance. Insurance Agent. Start Date: 07/2006. Approximately XX hours per month, of which XX are typical during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-15 |
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