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Stephen Robert Westwood

Fsaq Capital Management LLC

San Diego, CA

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Current Employers
Fsaq Capital Management Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-05
  • CA RA
    APPROVED
    Since 2020-06-05

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Oneil/Oneil Capital Management Los Angeles CA 09/2015 10/2019
Fsaq Capital Management Llc San Diego CA 12/2019 Present
  • 09/2015 → 10/2019
    William Oneil/Oneil Capital Management
    Los Angeles, CA
  • 12/2019 → Present
    Fsaq Capital Management Llc
    San Diego, CA
Previous Registrations
  • 2024-10-31 → 2026-03-30
    Pacific Spirit Investments Lp
    La Jolla, CA
  • 2014-02-13 → 2016-12-31
    Fsaq, Llc
    La Jolla, CA
  • 1998-08-24 → 2002-11-14
    Morgan Stanley Dw Inc.
    La Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-12
S63 Uniform Securities Agent State Law Examination 1997-10-28
  • S65 Uniform Investment Adviser Law Examination
    2020-03-12
  • S63 Uniform Securities Agent State Law Examination
    1997-10-28

View on SEC IAPD

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