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50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2001-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O'COnnor Gmc, Inc. | Augusta | ME | 04/1982 | Present |
| Compass Securities Corp. | Newton | MA | 01/2000 | Present |
CONTROLLER OF O'CONNOR GMC, INC. NON INVESTMENT RELATED. AUGUSTA, ME. EMPLOYED SINCE 1981. APPROX. 200 HOURS PER MONTH. RESPONSIBLE FOR ACCOUNTING AND FINANCE DEPTS. OF AUTO DEALERSHIP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-16 |
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