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Marguerita Regina Chapman

Strategic Advisers LLC

Philadelphia, PA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • PA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Philadelphia, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 04/2004 10/2020
Bank Of America,Na Pennington NJ 11/2009 10/2020
Fidelity Investments Merrimack NH 07/2021 Present
Unemployed Philadelphia PA 11/2020 07/2021
Fidelity Investments Boston MA 03/2025 Present
  • 04/2004 → 10/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wayne, PA
  • 11/2009 → 10/2020
    Bank Of America,Na
    Pennington, NJ
  • 07/2021 → Present
    Fidelity Investments
    Merrimack, NH
  • 11/2020 → 07/2021
    Unemployed
    Philadelphia, PA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-11-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Philadelphia, PA
  • 2004-06-17 → 2020-11-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
    Pennington, NJ
    New York, NY
    Pennington, NJ
    Pennington, NJ
    Pennington, NJ
    Pennington, NJ
    Pennington, NJ
    Pennington, NJ
    New York, NY
Other Businesses

OBA-132640|OrgNmn:Zeta Phi Beta Sorority, Inc.|Org Addr:Washington,District o,US|OBA Nature:social club|Invst Rel:N|Title:treasurer|Duties:make disbursements for chapter expenses. volunteer until 2027|StrtDt:07-01-25|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-07
S63 Uniform Securities Agent State Law Examination 1997-10-20
  • S65 Uniform Investment Adviser Law Examination
    2003-07-07
  • S63 Uniform Securities Agent State Law Examination
    1997-10-20
Other Names
  • Marti Floyd
  • Rita Floyd
  • Marguerita R Chapman
  • Marguerita Regina Floyd
  • Marguerita Regina Chapman

View on SEC IAPD

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