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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hfm Advisors | Los Angeles | CA | 02/1999 | Present |
PRINCIPAL - KELTON MANAGEMENT SERVICES, LOS ANGELES,CA. PROPERTY MANAGEMENT OF FAMILY OWNED PROPERTIES. START DATE 04/1976 TO PRESENT. APPROXIMATELY 6-10 HOURS PER MONTH OF WHICH 1-1.5 HOURS PER MONTH OCCUR DURING SECURITY TRADING HOURS. DUTIES ARE OVERSIGHT OF APARTMENT RENTALS, ONGOING REPAIRS AND MAINTENANCE AND ALL BOOKKEEPING RESPONSIBILITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-03 |
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