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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2002-05-22 |
Branch Locations
Gams Financial Group Llc 1575 Shiloh Road, Suite J, Billings, MT 59106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Billings | MT | 12/2001 | Present |
| Miller,Gams & Associates | Billings | MT | 06/2005 | 02/2025 |
| Nylife Securities | Billings | MT | 02/2002 | Present |
| Retirement Solutions | Billings | MT | 01/2008 | 01/2026 |
| Gams Financial Group, Llc | Billings | MT | 07/2024 | Present |
[MARY KAY; START DATE 06/2014; ROLE/TITLE: PERSONAL; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [4 Ranch; Own cattle for beef production and sale; 3929 Fairmeadow Drive, Billings, Mt. 59102; Start Date 01/2022; Role/Title: Owner; Not Investment Related; 24 hours per month; 0 hours per month during securities trading hours] [Flying W Properties, LLC; Purchasing a condo unit to move my New York Life business to. renting to other professionals. ; 1575 Shiloh. Billings, MT. 59102; Start Date 09/2024; Role/Title: Member; Investment Related; 15 hours per month; 15 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF GAMS FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (BILLINGS, MT); START DATE: 07/2024] [Accounting and Financial Women Alliance (AFWA) Women of Influence; enable women in all accounting and finance fields to achieve their full potential and to contribute to their profession; 178 South 32nd Street West, Suite 1, Billings, MT 59102; Start Date 08/2016; Role/Title: Board Member; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours; vice president] [YWCA Billings Endowment Board; YWCA is dedicated to eliminating racism, empowering women and promoting peace, justice, freedom and dignity for all. ; 909 Wyoming Avenue, Billings, MT 59101; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [Insurance Brokering; selling fixed insurance products; 1575 Shiloh Road, Suite J, Billings MT. 59106; Start Date 05/2025; Role/Title: Insurance Broker; Not Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Earth Moving Logic, LLC; providing heavy equipment education, training and consultation; 3929 Fairmeadow Drive, Billings, MT. 59102; Start Date 04/2026; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; vice president and secretary] ]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-27 |
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