Bruce Terence Mcconnell

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-12-13
TX	RA	APPROVED_RES	2012-08-16
MI	RA	APPROVED	2010-05-11
OH	RA	APPROVED	2005-03-29
IN	RA	APPROVED	2005-01-26

FL RA
APPROVED

Since 2019-12-13
TX RA
APPROVED_RES

Since 2012-08-16
MI RA
APPROVED

Since 2010-05-11
OH RA
APPROVED

Since 2005-03-29
IN RA
APPROVED

Since 2005-01-26

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington Hills	MI	09/1997	Present
Bank Of America, Na	Farmington Hills	MI	12/2009	Present

09/1997 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI
12/2009 → Present

Bank Of America, Na

Farmington Hills, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-27
S66	Uniform Combined State Law Examination	1997-12-01

S65 Uniform Investment Adviser Law Examination

2005-01-27
S66 Uniform Combined State Law Examination

1997-12-01

Other Names

Bruce T Mcconnell

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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