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David Howard Douglas

Voya Retirement Advisors, LLC

Windsor, CT

Maple Grove, MN

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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-08
  • MN RA
    APPROVED
    Since 2023-08-08

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin/Templeton Distributors, Inc. St Petersburg FL 10/2004 10/2020
Franklin Templeton Financial Services Corp. San Mateo CA 07/2019 10/2020
Unemployed West Fargo ND 10/2020 02/2021
Valic Financial Advisors, Inc. Edina MN 02/2021 12/2021
Cetera Adviser Networks Llc El Segundo CA 01/2022 05/2023
Cetera Advisers Llc Greedwood Village CO 01/2022 05/2023
Cetera Financial Specialists Llc Schaumburg IL 01/2022 05/2023
Cetera Investment Services Llc St Cloud MN 01/2022 05/2023
First Allied Securities Inc San Diego CA 01/2022 09/2022
Voya Financial Partners, Llc Corcoran MN 07/2023 Present
  • 10/2004 → 10/2020
    Franklin/Templeton Distributors, Inc.
    St Petersburg, FL
  • 07/2019 → 10/2020
    Franklin Templeton Financial Services Corp.
    San Mateo, CA
  • 10/2020 → 02/2021
    Unemployed
    West Fargo, ND
  • 02/2021 → 12/2021
    Valic Financial Advisors, Inc.
    Edina, MN
  • 01/2022 → 05/2023
    Cetera Adviser Networks Llc
    El Segundo, CA
  • 01/2022 → 05/2023
    Cetera Advisers Llc
    Greedwood Village, CO
  • 01/2022 → 05/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2022 → 05/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2022 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 07/2023 → Present
    Voya Financial Partners, Llc
    Corcoran, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-12
S63 Uniform Securities Agent State Law Examination 2001-01-10
  • S66 Uniform Combined State Law Examination
    2021-03-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-10
Other Names
  • David Douglas
  • David Howard Douglas

View on SEC IAPD

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