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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-04
GA RA APPROVED 2007-12-21
  • TX RA
    APPROVED_RES
    Since 2017-04-04
  • GA RA
    APPROVED
    Since 2007-12-21

Branch Locations

220 Heritage Walk Ste 206, Woodstock, GA 30188 • United States

Roswell, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Alpharetta GA 12/2007 03/2020
Ameriprise Financial Services, Llc Woodstock GA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Robert E Gustafson & Associates LLC; ; This is a legal entity to process the expensess of my practice.; 3440 Sixes Road, Suite 119Canton, GA 30114, ,; ; ; 0 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-11
  • S66 Uniform Combined State Law Examination
    2000-02-11
Other Names
  • Robert E Gustafson

View on SEC IAPD

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