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Kermit Johns

Hilltop Securities Inc.

Austin, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-06-30
MA RA APPROVED 2025-05-07
HI RA APPROVED 2025-02-11
GA RA APPROVED 2024-07-29
OK RA APPROVED 2023-06-06
AZ RA APPROVED 2023-02-06
CO RA APPROVED 2023-01-23
FL RA APPROVED 2023-01-23
LA RA APPROVED 2023-01-23
PA RA APPROVED 2023-01-23
CA RA APPROVED 2023-01-20
NJ RA APPROVED 2023-01-20
NM RA APPROVED 2023-01-20
NY RA APPROVED 2023-01-20
OH RA APPROVED 2023-01-20
TX RA APPROVED 2023-01-20
  • WA RA
    APPROVED
    Since 2025-06-30
  • MA RA
    APPROVED
    Since 2025-05-07
  • HI RA
    APPROVED
    Since 2025-02-11
  • GA RA
    APPROVED
    Since 2024-07-29
  • OK RA
    APPROVED
    Since 2023-06-06
  • AZ RA
    APPROVED
    Since 2023-02-06
  • CO RA
    APPROVED
    Since 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-23
  • LA RA
    APPROVED
    Since 2023-01-23
  • PA RA
    APPROVED
    Since 2023-01-23
  • CA RA
    APPROVED
    Since 2023-01-20
  • NJ RA
    APPROVED
    Since 2023-01-20
  • NM RA
    APPROVED
    Since 2023-01-20
  • NY RA
    APPROVED
    Since 2023-01-20
  • OH RA
    APPROVED
    Since 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

7000 North Mopac Expressway Suite 400, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Worthpointe, Llc Austin TX 09/2013 01/2023
Hilltop Securities Inc. Austin TX 01/2023 Present
Previous Registrations
  • 2012-01-27 → 2023-02-22
    Ramona, CA
    Austin, TX
  • 2006-04-24 → 2012-08-13
    New York, NY
  • 2009-01-27 → 2012-03-20
    Johns & Wilkinson Llc
    Austin, TX
  • 2004-12-01 → 2006-03-03
    Sii Investments, Inc.
    Cutchogue, NY
  • 2001-12-31 → 2003-01-27
    Nathan & Lewis Securities, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-01
S63 Uniform Securities Agent State Law Examination 1997-12-06
  • S66 Uniform Combined State Law Examination
    2005-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-06

View on SEC IAPD

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