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Stacey Ann Baker

Wells Fargo Clearing Services, LLC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-28
VA RA APPROVED 2021-03-16
  • TX RA
    APPROVED
    Since 2021-05-28
  • VA RA
    APPROVED
    Since 2021-03-16

Branch Locations

1800 Bayberry Ct Ste 100 Meridian Office Building, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Charlotte NC 07/2003 09/2016
Wells Fargo Clearing Services, Llc Richmond VA 12/2017 Present
Salary Continuation Leave (Wells Fargo Securities) Richmond VA 10/2016 12/2017
  • 07/2003 → 09/2016
    Wells Fargo Securities, Llc
    Charlotte, NC
  • 12/2017 → Present
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 10/2016 → 12/2017
    Salary Continuation Leave (Wells Fargo Securities)
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-16
S63 Uniform Securities Agent State Law Examination 1998-07-27
  • S66 Uniform Combined State Law Examination
    2021-03-16
  • S63 Uniform Securities Agent State Law Examination
    1998-07-27
Other Names
  • Stacey Baker
  • Stacey Evans
  • Stacey Ann Baker
  • Stacey Baker Evans

View on SEC IAPD

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Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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