Robert John Stangel

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-28
WI	RA	APPROVED	2009-06-25

TX RA
APPROVED_RES

Since 2021-01-28
WI RA
APPROVED

Since 2009-06-25

Branch Locations

Madison, WI • United States

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Madison	WI	06/2009	Present

06/2009 → Present

Stifel Nicolaus & Co Inc

Madison, WI

Previous Registrations

2008-01-01 → 2009-06-26

Wells Fargo Clearing Services, Llc

Madison, WI

Madison, WI

Other Businesses

1. Rental Property; Mound St, Madison, WI 53715; Sole owner of a two family home; responsible for renting and maintaining the property; 07/16/2022; 2 Hours per Week; Not during securities trading hours; Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-01-09
S63	Uniform Securities Agent State Law Examination	1997-11-14

S66 Uniform Combined State Law Examination

2010-01-09
S63 Uniform Securities Agent State Law Examination

1997-11-14

Other Names

Robert J Stangel

View on SEC IAPD