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Lisa Ann Quinn

Creative Planning Institutional Advisors, LLC

Newport Beach, CA

Boston, MA

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Current Employers
Creative Planning Institutional Advisors, Llc

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-02-15
  • MA RA
    APPROVED
    Since 2022-02-15

Branch Locations

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

200 High Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Financial Group Westwood MA 11/2015 06/2021
Creative Planning Institutional Advisors, Llc Newport Beach CA 07/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-20
S63 Uniform Securities Agent State Law Examination 1997-10-21
  • S65 Uniform Investment Adviser Law Examination
    2021-11-20
  • S63 Uniform Securities Agent State Law Examination
    1997-10-21
Other Names
  • Lisa Ann Fox

View on SEC IAPD

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