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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-11 |
| OK | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 02/2010 | 06/2018 |
| Ubs Financial Services Inc. | Tulsa | OK | 06/2018 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 11/2021 | Present |
I*2604267, Entity Type: , Name of OBA: MLPF& S CUST FPO A C B IRRA , Address: Tulsa, Oklahoma, 74137, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2605271, Entity Type: , Name of OBA: A C B TOD BENEFICIARIES ON FILE , Address: Tulsa, Oklahoma, 74137, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2605273, Entity Type: , Name of OBA: A C B TOD BENEFICIARIES ON FILE , Address: Tulsa, Oklahoma, 74137, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-08 |
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