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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-25 |
| FL | RA | APPROVED | 2011-11-29 |
Branch Locations
2700 N Military Trl Ste 390, Boca Raton, FL 33431 • United States
3820 Colonial Blvd Ste 200, Fort Myers, FL 33966 • United States
14520 Main St, Alachua, FL 32615 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Aventura | FL | 11/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Independent Insurance Brokering; VOYA; 12/16/2011; Universal Life. Business Ownership; MRB18, LLC; To manage practice operations; Consulting; 2700 N Military Trl, Ste 390, , Boca Raton, FL, 00000; Not Investment-Related; 03/13/2019; 20 to 39 hours per month; 20 to 39 during trading hours / SRA Partners , LLC; This entity will be used to manage my Ameriprise practice.; Operations; 2700 N Military Trl, Ste 390, , Boca Raton, FL, 33431; Not Investment-Related; 04/04/2022; 20 to 39 hours per month; 20 to 39 during trading hours / MRB18m LLC; Owner; Consulting; 2700 N Military Trl, Ste 390, , Boca Raton, FL, 33431; Not Investment-Related; 03/13/2019; 20 to 39 hours per month; 20 to 39 during trading hours / SRA Partners, LLC; Co-owner; Consulting; 2700 N Military Trl, Ste 390, , Boca Raton, FL, 33431; Not Investment-Related; 04/04/2022; 20 to 39 hours per month; 20 to 39 during trading hours / South Florida Tax Solutions, LLC; Co-owner; Tax Preparation; 2700 N Military Trl Ste 390, Boca Raton, FL 33431, USA, , Boca Raton, FL, 33431; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Boca Raton Synagogue Board; Security Chairman and Board Liason; 7900 Montoya Circle, , Boca Raton, FL, 33433; Not Investment-Related; 07/21/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-09 |
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