Stephanie Kelly

Ubs Financial Services Inc.

Centerville, OH

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2011-08-30

OH RA
APPROVED

Since 2011-08-30

Branch Locations

Centerville, OH • United States

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Miamisburg	OH	08/2011	Present

08/2011 → Present

Ubs Financial Services Inc.

Miamisburg, OH

Previous Registrations

2011-02-22 → 2011-08-16

Morgan Keegan & Company, Llc

Miamisburg, OH
2009-06-01 → 2011-02-28

Morgan Stanley

Dayton, OH
2006-09-19 → 2009-06-01

Citigroup Global Markets Inc.

Dayton, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-09-28

S63 Uniform Securities Agent State Law Examination

2006-09-28

Other Names

Stephanie Anne Salser
Stephanie Ann Mann
Stephanie Ann Salser

View on SEC IAPD

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