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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2023-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Scottsdale | AZ | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 07/2023 |
| Lpl Financial Llc | Scottsdale | AZ | 07/2023 | Present |
1) 6/30/2023- Non-Variable Insurance- Agent selling Fixed Annuities, LTC, Disability, Life Insurance- Inv. Related- Scottsdale, AZ- start date 7/6/2023- 5hrs/mth 2) 6/30/2023- Krich Investments - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) - 160hrs/mth'
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-28 |
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