Michael Edward Newell

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2023-01-30
TX	RA	APPROVED_RES	2022-06-16
NM	RA	APPROVED	2015-04-22

VT RA
APPROVED

Since 2023-01-30
TX RA
APPROVED_RES

Since 2022-06-16
NM RA
APPROVED

Since 2015-04-22

Branch Locations

Danville, VT • United States

6000 Uptown Blvd Ne, Suite 100, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	04/2015	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	04/2015	Present

04/2015 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
04/2015 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2007-11-13 → 2015-04-27

Msi Financial Services, Inc.

Albuquerque, NM
2003-10-30 → 2007-10-22

Cetera Wealth Services, Llc

Albuquerque, NM

Albuquerque, NM

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)CURIS RIS, LLC, ALBUQUERQUE, NM, SINCE 4/2015 as INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/MO - NONE DURING TRADING. 3) RETIRESMARTNM, Albuquerque NM 87110, 04/2015, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-12-18

S66 Uniform Combined State Law Examination

1997-12-18

Other Names

Mike Newell
Michael E Newell
Michael Newell

View on SEC IAPD